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Reif Law Group, P.C. Is Investigating Morgan Stanley’s Promissory Note Loan Practices in California and Nevada

Morgan Stanley Smith Barney FA Notes Holding Holdings LLC (MSSBFAN), a subsidiary of Morgan Stanley & Co., Inc., and an affiliate of Morgan Stanley Smith Barney LLC (MSSB) and Morgan Stanley Smith Barney Financing LLC (MSSBF) (collectively, Morgan Stanley) offered promissory note loans to employees and prospective employees as an inducement to...

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Reif Law Group, P.C. Investigating Sale Practices and Ongoing Management Claims Against Vereit Inc. Regarding The Shoppes at North Village (SJMO)

Reif Law Group., P.C., is investigating claims of breach of financial duty, financial elder abuse, constructive fraud, breach of contract, and unfair business practice claims against Vereit, Inc., formerly known as American Realty Capital Partners, and formerly known as Cole Capital Partners, LLC, plus Vereit Operating Partnership, L.P. (collectively, Vereit), EFA Asset...

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Stockbroker Leo Li-Yuan Chen Charged with Fraud

Last updated March 30, 2023

Cetera Investment Services LLC Stockbroker Leo Chen Charged with Unsuitable Investment Recommendations

Leo Li-Yuan Chen (CRD#: 4169619) is a stockbroker and FINRA-registered investment advisor associated with Cetera Investment Services since 2012. Chen, currently working out of Cetera’s San Gabriel, CA...

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