investment advisors looking at the market

Oppenheimer & Co. Inc. Investment Advisor Gregory Baines Iglow Charged with Claims of Unsuitability, Fraud, Breach of Contract, and Other Misconduct

By: Reif Law Group, P.C.

Gregory Baines Iglow (CRD # 2783963) is a FINRA-registered broker and investment advisor with Oppenheimer & Co. Inc. and was formally employed by RBC Dain Rauscher Inc., Prudential Securities Incorporated, and M.L. Stern & Co., LLC. Iglow has been involved in multiple customer disputes...

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investor looking at stocks

Cetra Advisor Networks LLC Broker Lawrence Ira Goldstein Charged with Approximately $1.6 Million in Customer Claims

By: Reif Law Group, P.C.

Lawrence Ira Goldstein (CRD #  733924) is a FINRA-registered broker and investment advisor with Cetera Advisor Networks in Los Angeles and was formally employed by Oppenheimer & Co. Inc., Oppenheimer Asset Management, Fahnestock Asset Management, and PaineWebber Incorporated. Goldstein has a long history of...

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group of investors

Oppenheimer & Co FINRA-Registered Broker and Investment Advisor Michael Howard Rosenmayer Charged with Unsuitable Investment Recommendations and Other Misconduct in Customer Disputes

By: Reif Law Group, P.C.

Michael Howard Rosenmayer (CRD # 2352488) is a broker and investment advisor who has been employed at Oppenheimer & Co. Inc in Los Angeles since 2007 and was previously employed by RBC Dain Rauscher, Prudential Securities Incorporated, and M.L. Stern & Co., LLC. Rosenbaum...

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Securities and Insurance attorneys discussing case

Former Miracle Mile Advisors LLC And B. Riley Wealth Management Investment Advisor Brian Michael Sterz Charged With Nearly $4 Million In Customer Claims

By: Reif Law Group, P.C.

Brian Michael Sterz (CRD # 5333667) was “permitted to resign” from B. Riley Wealth Management in November 2021 for having “failed to follow Firm policies and procedures.” Brian Michael Sterz was also, on information and belief, permitted to resign from Miracle Mile Advisors LLC...

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Reif Law Group Welcomes Daniel S. Rubin

February 5, 2020 (LOS ANGELES) – Reif Law Group, P.C. California’s preeminent boutique trial and litigation law firm for securities and business disputes, announced that Daniel S. Rubin has joined as a Senior Associate.

"Daniel’s high-stakes litigation and trial experience fit perfectly with our practice,"...

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